Markets Compliance Officer<\/p>\n
Are you ready to take on a pivotal role in compliance within the dynamic financial services sector? As a Markets Compliance Officer, you will have the opportunity to leverage your expertise in compliance risk management and regulatory knowledge to drive impactful change across Sub-Saharan Africa, Israel, and Mauritius.<\/p>\n
Job Summary:<\/p>\n
\u00a0<\/p>\n
\tAs a Compliance Officer in South Africa, reporting to and supporting the Head of Compliance for Sub-Sahara Africa, Israel, and Mauritius based in Johannesburg, you will play a key advisory role in JSE and Over the Counter regulations. We are seeking a seasoned Global Markets Compliance professional who meets the qualification requirements across the JSE markets. You will collaborate effectively with Line of Business (LOB) and global\/regional Compliance teams, including Internal Audit, Operational Risk, and other Control functions. This role demands strong expertise in compliance risk management and knowledge of the applicable regulatory landscape in the financial services sector.
\n\tIn this role, you will provide comprehensive compliance coverage across multiple areas, serving as the team’s subject matter expert for specific regulations including the Banks Act, Conduct Standard for Banks, Financial Markets Act, Financial Markets Regulations, Financial Sector Regulations Act, FAIS Act, Financial Intelligence Centre Act, and JSE Rules and Directives. You will execute core practices such as governance and oversight, regulatory management, regulator engagements, policies and procedures, training and awareness, monitoring and testing, issue management, risk assessment and reporting, and risk control self-assessment. Experience in dealing with key regulators is essential, and participation in industry associations and forums will be advantageous.<\/p>\n
Job Responsibilities:<\/p>\n
\tProvide comprehensive compliance coverage across multiple areas, serving as the team’s subject matter expert for specific regulations.
\n\tExecute core practices: governance and oversight, regulatory management, regulator engagements, policies and procedures, training and awareness, monitoring and testing, issue management, risk assessment and reporting, and risk control self-assessment.
\n\tDevelop compliance risk management plans (CRMPs), maintain regulatory inventories, and process JSE, ODP, and FSP registrations for regulated roles.
\n\tConduct analysis to identify major issues and actionable opportunities, design solutions, and quantify financial impact.
\n\tDevelop presentations for management, stakeholders, and regulators to communicate issues, recommendations, and initiative status.
\n\tIdentify potential concerns and control issues, determine root causes, and ensure stakeholders implement corrective actions.
\n\tConduct ongoing compliance monitoring activities, participate in special projects, and conduct investigations on suspicious activity and\/or market abuse.
\n\tChallenge the status quo by providing critical thinking and decision-making capabilities to identify problems and propose solutions.
\n\tPrepare advice and guidance on regulatory and firm policy issues, and alert management on any risk.
\n\tParticipate in industry forums, report regulatory developments to relevant committees, and support strong regulatory relationships.
\n\tProvide real-time regulatory advice and decisions in high-pressure situations.<\/p>\n
Required Qualifications, Capabilities, and Skills:<\/p>\n
\tDerivatives product module (SAIFM)
\n\tBond product module (SAIFM)
\n\tIntroduction to Financial Markets (SAIFM)
\n\tRegulations & Ethics of South African Markets (SAIFM)
\n\tStrong understanding of Markets Products
\n\tDemonstrated ability to partner with stakeholders on projects.
\n\tStrong written and oral executive-level communication skills.
\n\tExperience with risk and controls.
\n\tDetail-oriented with high attention to detail and quality in work products.
\n\tExcellent analytical skills.
\n\tBachelor’s degree with professional certification, with a minimum of 5 years of compliance or related risk management experience.<\/p>\n
Preferred Qualifications, Capabilities, and Skills:<\/p>\n
\tExperience in dealing with key regulators.
\n\tParticipation in industry associations and forums.
\n\tStrong expertise in compliance risk management.
\n\tKnowledge of the applicable regulatory landscape in the financial services sector.<\/p>\n
Apply via company website ( https:\/\/www.jpmorganchase.com ) or<\/p>\n
jpmc.fa.oraclecloud.com<\/p>\n
<\/p>\n","protected":false},"author":2,"featured_media":0,"template":"","meta":{"_promoted":"","_job_location":"","_application":"http:\/\/jpmc.fa.oraclecloud.com","_company_name":"JPMorgan Chase & Co.","_company_website":"https:\/\/www.jpmorganchase.com","_company_tagline":"For over 200 years, JPMorgan Chase & Co has provided innovative financial solutions for consumers, small businesses, corporations, governments and institutions around the world. Today, we're a leading global financial services firm with operations servicing clients in more than 100 countries. Wh... read moreether we are serving customers, helping small businesses, or putting our skills to work with partners, we strive to identify issues and propose solutions that will propel the future and strengthen both our clients and our communities. \u00c2\u00a9 2017 JPMorgan Chase & Co. JPMorgan Chase is an equal opportunity and affirmative action employer Disability\/Veteran. New York, NY","_company_twitter":"","_company_video":"","_filled":0,"_featured":0,"_remote_position":0,"_job_salary":"","_job_salary_currency":"","_job_salary_unit":""},"job_listing_region":[11],"job-types":[12],"class_list":{"0":"post-16023","1":"job_listing","2":"type-job_listing","3":"status-expired","4":"hentry","5":"job_listing_region-gauteng","7":"job-type-full-time"},"jetpack_sharing_enabled":true,"_links":{"self":[{"href":"https:\/\/jobs.dataaxisnode.com\/southafrica\/wp-json\/wp\/v2\/job-listings\/16023","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/jobs.dataaxisnode.com\/southafrica\/wp-json\/wp\/v2\/job-listings"}],"about":[{"href":"https:\/\/jobs.dataaxisnode.com\/southafrica\/wp-json\/wp\/v2\/types\/job_listing"}],"author":[{"embeddable":true,"href":"https:\/\/jobs.dataaxisnode.com\/southafrica\/wp-json\/wp\/v2\/users\/2"}],"wp:attachment":[{"href":"https:\/\/jobs.dataaxisnode.com\/southafrica\/wp-json\/wp\/v2\/media?parent=16023"}],"wp:term":[{"taxonomy":"job_listing_region","embeddable":true,"href":"https:\/\/jobs.dataaxisnode.com\/southafrica\/wp-json\/wp\/v2\/job_listing_region?post=16023"},{"taxonomy":"job_listing_type","embeddable":true,"href":"https:\/\/jobs.dataaxisnode.com\/southafrica\/wp-json\/wp\/v2\/job-types?post=16023"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}